Acted as the escalation point for branch daily business and sensitive issues, including global fund transfer, bank financial products, working to resolve in a timely manner and providing a satisfactory response to the internal/external parties; supported the preparation and follow-up of internal/external audit and regulatory inspection
Analyzed prospective/new/existing clients including Enhanced Due Diligence synthesized findings and assessed or reassessed risk levels; reviewed suspicious transactions report (STR) and released it to regional level for further analysis
Provided training and coaching to the operation and the frontline staff to ensure they work in accordance with the established procedure and process respect to related operation policies/local regulations, including AML/Due Diligence/KYC/CFT regulations
Project Experience: RBS Retail and Commercial Business Migration (Dec 2010 - Oct 2011) Reviewed and authorized the customer accounts & products migration documents, ensuring to comply with corresponding regulations (the project involved around 25,000 customer accounts and nearly 900 million USD equivalent products in Beijing, Shanghai, and Shenzhen)
RBS Retail and Commercial Business Migration (Dec 2010 - Oct 2011) Reviewed and authorized the customer accounts & products migration documents, ensuring to comply with corresponding regulations (the project involved around 25,000 customer accounts and nearly 900 million USD equivalent products in Beijing, Shanghai, and Shenzhen)
Reviewed and authorized the customer accounts & products migration documents, ensuring to comply with corresponding regulations (the project involved around 25,000 customer accounts and nearly 900 million USD equivalent products in Beijing, Shanghai, and Shenzhen)
2008.09-2010.12
Citibank(China)Co.,Ltd
SeniorTeller
Balanced a cash vault on a daily basis, and performed to banking transaction services in accordance with regulatory such as global fund transfer, FX, account opening, bank products etc...
Reviewed new customer onboarding documents, monitored and reported suspicious transactions (STR) to AML/Sanctions compliance department according to bank AML policies and government regulations
Reviewed and verified SME accounts opening qualifications and assisted SME account documents scanning and handover ensuring that are executed in compliance with bank regulations
Prepared monthly/quarterly/annual report and assisted in preparation for the internal/external audit
Assisted the bank staff social club in coordinating the activities as branch coordinator
2007.09-2008.09
TheBankofEastAsia
WealthManagementConsultant
Collected information obtained from new clients and helped to perform enhanced due diligence on new and existing clients as required by the KYC procedures
Established and maintained existing and prospect client relationship, achieved targets for business growth and ranked top 3 in the first quarter as soon as joining the bank
2005.08-2007.08
HSBCBank
FCYSettlementClerk(Corporate)
Dealt with foreign remittance daily business including foreign currency remittances via SWIFT, FX, demand draft, ensured all transactions complied with bank policies and AML/Sanctions regulations
Matched and conducted reconciliations of overseas fund cover; prepared monthly/quarterly/annually financial reports for Department of Finance
Provided bill verification codes for customers and assisted in foreign declarations, answering related inquiries
Assisted in preparing the materials for internal and external audit
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